Compliance Assistant Salary
£26,105
Job profile for a Compliance Assistant
Description of the Key Objectives:- Responsible for the day to day Compliance Monitoring Programme Ensure Monecor (London) Ltd. and its staff operate within the rules of the FSA and all employees comply with both the spirit and letter of the FSA regulations. Principle Tasks and Responsibilities:- Compliance Ensure all employees are aware of the FSA initiative to Treat Customers Fairly Providing employees with TCF training (in the absence of the Compliance Officer) Approving of Financial promotions (in the absence of the Compliance Officer) Preparing documents concerning Customer Complaints Dealing with the Financial Ombudsman Service Periodic Review of Transaction reporting, and reporting findings to the Transaction Reporting Committee. Ensuring staff have appropriate registrations Compliance monitoring - checking verification documents - listening to staff calls - Reviewing files - Reviewing trades - Reviewing cash movements - Reviewing error reports Advising staff on Compliance matters Reporting suspicions of market abuse to the CO Investigating internal reports of market abuse reports Dealing with requests for information from the FSA Anti-Money Laundering Initial and ongoing training of staff (in the absence of the Compliance Officer) Maintaining systems to monitor unusual patterns or behaviour Investigating reports of money laundering Reporting suspicions of Money Laundering to the MLRO (or in their absence the Compliance Officer) Investigating matters of Fraud Approving account opening (in the absence of the Compliance Officer)
- Compliance Assistant Job Profile
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Compliance Assistant Salary Comparison
In 2008, the average salary for this job was £32,500.The average salary in 2009 was £27,750, based on 8 respondents (a difference of -15% from the 2008 figure.
The average salary in 2010 was £25,771, based on 9 respondents (a difference of -8% from the 2009 figure.
The average salary in 2011 was £21,769, based on 13 respondents (a difference of -16% from the 2010 figure.
The average salary in 2012 was £23,400, based on 1 respondents (a difference of 7% from the 2011 figure.
The median salary for a Compliance Assistant based on all salary survey responses is: £24,000
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About the Salary Survey Data in this survey is based on over 368,000 individual salary records. The date period for which job information was gathered varies, but is usually between 2008 - 2012. For precise date related information, custom reports may be ordered with greater granularity. Working 8 hours a day, 250 days of the year, the data suggests the hourly rate for Compliance Assistant is £13.05.
Assorted Compliance Assistant Salary Information
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Compliance Assistant Salary By UK Region
These figures use non-job specific statistical weighting from our salary data pool and also include for comparison the salaries for a Compliance Assistant job in US Dollars based on a recent exchante rate (last rate update 02/05/2013 with a pound to dollar exchange rate 1.56) for comparisons for our international visitors
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With regard to age and impact on salary for a Compliance Assistant, a statistical average weighting (that is based on how salary varies by age and not for a specific job which may vary considerably) suggests these figures: £19,579 for a worker in their 20s, £25,583 (30s), £30,282 (40s) and £30,282 (50s).
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